DFX Intelligence
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Registered advisor
S••••••• T••••••
Feed of 09/14/2026
At current firm
0 y
since Jun 10, 2026
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 10, 2026 · Las Vegas, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDDec 8, 2020 to Jun 1, 2026 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 1, 2026, registered Jun 10, 2026 (9 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJun 1, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address