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Registered advisor
L•••••• W•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePonte Vedra Beach, Fl dual registrantIAPD 7075027
Feed of 09/14/2026
Also filed as L•••••• C••••••• W••••••••• C••••••• Y••••••••• Y••••
At current firm
5 y
since Aug 30, 2021
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 30, 2021 · New York, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 19, 2020 to Jul 7, 2021 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 7, 2021, registered Aug 30, 2021 (54 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address