DFX Intelligence
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Registered advisor
D••••• J•• P•••••
Feed of 09/14/2026
At current firm
11 y
since Jun 22, 2015
In the industry
46 y
since Jun 11, 1980 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 22, 2015 · Chesterfield, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDOct 4, 2002 to Jun 22, 2015 · St Louis, Mo
- U•• F•••••••• S••••••• I••• wirehouseMar 14, 2000 to Oct 22, 2002 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 22, 2015, registered Jun 22, 2015 (0 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 22, 2002, registered Oct 4, 2002 (-18 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address