DFX Intelligence
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A••••• C••••••••• H•••••
Certified Financial Planner
As of · the IAPD feed; also filed as D••• H••••••••• H•••••
- At current firm
- 4 y
- In the industry
- 11 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 31, 2022
As of · the IAPD feed; also filed as D••• H••••••••• H•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 31, 2022 · Westlake, Tx
- C•••••• S••••• • C••• I••• national BDApr 6, 2021 to Nov 15, 2021 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address