DFX Intelligence
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S••• P•••••• H••••••••
Certified Financial Planner
As of · the IAPD feed; also filed as S••• H••••••••• P• H••••••••
- In the industry
- 13 y
- Prior registered firms
- 2
- Signals
- 0
As of · the IAPD feed; also filed as S••• H••••••••• P• H••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 4, 2025 · Franklin, Tn
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 16, 2019 to Sep 7, 2023 · San Diego, Ca
- T• A••••••••• I••• formerSep 16, 2019 to Oct 14, 2022 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Nov 4, 2025 (789 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Sep 16, 2019 (-1124 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address