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Registered advisor
M•••••• J••• C•••••
Feed of 09/14/2026
Also filed as M•••••• C•••••
At current firm
5 y
since Jan 4, 2021
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 4, 2021 · White Plains, Ny
- E•••••••• A•••••••• L•• national BDJan 30, 2020 to Sep 21, 2020 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Sep 21, 2020, registered Jan 4, 2021 (105 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address