DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
B•••••• W••••• K•••••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Wayland, MaIAPD 721372
Certified Financial Planner
As of · the IAPD feed; also filed as B••••• W• K•••••••
- At current firm
- 13 y
- In the industry
- 45 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 16, 2013
As of · the IAPD feed; also filed as B••••• W• K•••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 16, 2013 · Wayland, Ma
- C••••••• F•••••••• P••••••• unclassifiedApr 14, 1994 to Dec 22, 2009 · Wayland, Ma
Moves
a registration end followed by a registration begin elsewhere
- C••••••• F•••••••• P••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 22, 2009, registered Apr 16, 2013 (1211 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address