DFX Intelligence
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Registered advisor
K••••• L••• J••••• S•••••••
Feed of 09/14/2026
Also filed as K••••• L••• J•••••
At current firm
2 y
since Aug 6, 2024
In the industry
11 y
since Jul 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 6, 2024 · Camarillo, Ca
- O•••• W•••••• I••• BD affiliatedJul 9, 2024 to Aug 6, 2024 · Longwood, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 17, 2022 to Oct 25, 2022 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 14, 2022 to Oct 17, 2022 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Aug 6, 2024, registered Aug 6, 2024 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••left Oct 25, 2022, registered Jul 9, 2024 (623 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address