M••••••• M•••• S••••••••

Feed of 09/15/2026

Also filed as M•••••• M•••• S••••••••• H••••••••• M•••• H••••••••• M• H••••••••• M•••• S••••••••

At current firm

1 y

since Jul 31, 2025

In the industry

42 y

since Jul 11, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD
Mar 23, 2016 to Jul 30, 2025 · Tacoma, Wa
U•• F•••••••• S••••••• I••• wirehouse
Dec 5, 2008 to Feb 9, 2016 · Tacoma, Wa
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Dec 26, 2008 · Tacoma, Wa
M••••• S•••••• D• I••• unclassified
Nov 25, 2003 to Apr 2, 2007 · Tacoma, Wa

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Jul 30, 2025, registered Jul 31, 2025 (1 day) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Feb 9, 2016, registered Mar 23, 2016 (43 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
left Dec 26, 2008, registered Dec 5, 2008 (-21 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address