DFX Intelligence
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Registered advisor
V•••••• C••••••••
Feed of 09/15/2026
Also filed as V•• C••••••••
At current firm
2 y
since Sep 19, 2024
In the industry
16 y
since Mar 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Sep 19, 2024 · Los Angeles, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 15, 2023 to Jun 3, 2024 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••left Jun 3, 2024, registered Sep 19, 2024 (108 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 3, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address