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K•••••• M• H•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Mansfield, MaIAPD 7265430
As of · the IAPD feed; also filed as K•••••• M•••• A••••••••• H••••••••• M•••• H••••••••• M• H••••••••• M• H•••••
- At current firm
- 4 y
- In the industry
- 19 y
- Prior registered firms
- 1
- Signals
- 0
since Dec 15, 2021
As of · the IAPD feed; also filed as K•••••• M•••• A••••••••• H••••••••• M•••• H••••••••• M• H••••••••• M• H•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 15, 2021 · Mansfield, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 6, 2021 to Dec 14, 2021 · Southborough, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 14, 2021, registered Dec 15, 2021 (1 day) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address