DFX Intelligence
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Registered advisor
J•••• J••••• M•••••••
Feed of 09/14/2026
At current firm
11 y
since Jun 24, 2015
In the industry
44 y
since Jan 15, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Jun 24, 2015 · North Palm Beach, Fl
- O••••••••• • C•• I••• BD affiliatedJan 3, 2003 to Jun 22, 2015 · Florham Park, Nj
- C••• W•••• M•••••• C•••• unclassifiedJun 20, 2002 to Jan 3, 2003 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address