DFX Intelligence
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Registered advisor
R••• J• P•••••••
Feed of 09/14/2026
Also filed as R••• J• P••••••••• P••••••••• J••••• P•••••••
At current firm
0 y
since Nov 21, 2025
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Nov 21, 2025 · Hallandale Beach, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMar 1, 2024 to Sep 16, 2024 · Ft Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Sep 16, 2024, registered Nov 21, 2025 (431 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address