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Registered advisor
M•••••• C••••••••• R••••
Feed of 09/14/2026
Also filed as M•••••• R••••
At current firm
0 y
since Nov 5, 2025
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Nov 5, 2025 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDApr 30, 2021 to Jan 24, 2025 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 24, 2025, registered Nov 5, 2025 (285 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJan 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address