DFX Intelligence
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Registered advisor
T••• A••••• B••••
Feed of 09/15/2026
Also filed as T••• A• B••••
At current firm
4 y
since Sep 19, 2022
In the industry
33 y
since Apr 1, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 19, 2022 · Denver, Co
- E•••••••• A•••••••• L•• national BDSep 14, 2021 to Sep 12, 2022 · Lakewood, Co
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 12, 2022, registered Sep 19, 2022 (7 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedSep 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address