DFX Intelligence
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Registered advisor
D••• K•••• H••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••• K•••• D•••• H••••••••• K•••• H••••••••• K•••• H••••••••
At current firm
0 y
since Mar 5, 2026
In the industry
46 y
since Jan 1, 1980 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••••• I••••••••• A••••••• state registered currentsince Mar 5, 2026 · Phoenix, Az
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2024 to Jul 23, 2024 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to H•••••••• I••••••••• A•••••••left Jul 23, 2024, registered Mar 5, 2026 (590 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- ••• LockedJul 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address