DFX Intelligence
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Registered advisor
G•••••• S•••••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSaint Petersburg, Fldual registrantIAPD 7343949
Feed of 09/14/2026
Also filed as G•••••• S••••••••• M•••••• S•••••••••
At current firm
3 y
since Nov 7, 2022
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 7, 2022 · Saint Petersburg, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 17, 2021 to Sep 9, 2022 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 9, 2022, registered Nov 7, 2022 (59 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedSep 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address