DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
W•••••• C•••••• T•••••••
As of · the IAPD feed; also filed as W•••••• T•••••••
- In the industry
- 20 y
- Prior registered firms
- 1
- Signals
- 1
As of · the IAPD feed; also filed as W•••••• T•••••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Registration history
IAPD current and previous registrations
- T••••••• W••••• M••••••••• L•• state registered currentsince Dec 3, 2025 · Arnold, Md
- M••••• A•••• M••••••••• L• independent RIAMar 31, 2021 to Jul 18, 2025 · Rye, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• A•••• M••••••••• L• to T••••••• W••••• M••••••••• L••left Jul 18, 2025, registered Dec 3, 2025 (138 days) · RIA to a state-registered adviser
Signals
- ••• LockedJul 18, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address