DFX Intelligence
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S•••• N••••• T••••••
As of · the IAPD feed; also filed as S•••• T••••••••• N••••• S••••••••• N••••• L••••••••• N••••• N•••••
- At current firm
- 3 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since May 25, 2023
As of · the IAPD feed; also filed as S•••• T••••••••• N••••• S••••••••• N••••• L••••••••• N••••• N•••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportede3wealthadvisory.comfirm site, Sep 24, 2026
- Team page
- ••• Lockedreportedwithheld-3firm site, Sep 24, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Financial Advisorreportede3wealthadvisory.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince May 25, 2023 · Westport, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDNov 3, 2021 to Dec 6, 2022 · Westport, Ct
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Dec 6, 2022, registered May 25, 2023 (170 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 6, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address