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RIA Intelligence

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N••••••• B••••••• B•••••• C•••

Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· Leland, Nc IAPD 7365576
At current firm
1 y
since Dec 17, 2024
In the industry
10 y
Prior registered firms
1
Signals
1
As of · the IAPD feed; also filed as N••• C••••••••• B• C•••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
  • ••• Locked
    Sep 14, 2026 · New state registration · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
10derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address