DFX Intelligence
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Registered advisor
J••• A••••• B•••••
Feed of 09/15/2026
At current firm
16 y
since Mar 4, 2010
In the industry
42 y
since Jun 8, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Mar 4, 2010 · Kalamazoo, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 20, 2009 to Dec 31, 2009 · Kalamazoo, Mi
- M••••••••• F•••••••• A•••••••• L•• unclassifiedJan 22, 2008 to Nov 6, 2009 · Kalamazoo, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••••••• F•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 6, 2009, registered Aug 20, 2009 (-78 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address