DFX Intelligence
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C••••• S••••••
Financial Advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Ebensburg, PaIAPD 7406025
Certified Financial Planner
As of · the IAPD feed; also filed as C••••• S••••••••• A••••• S••••••
- At current firm
- 2 y
- In the industry
- 13 y
- Prior registered firms
- 1
- Signals
- 1
since Jul 22, 2024
As of · the IAPD feed; also filed as C••••• S••••••••• A••••• S••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Financial Advisorreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 22, 2024 · Ebensburg, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 2, 2022 to Jul 11, 2024 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 11, 2024, registered Jul 22, 2024 (11 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJul 11, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address