DFX Intelligence
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Registered advisor
J••••• C•••••• K••••
Feed of 09/14/2026
Also filed as J••••• C•••••• K••••••••• C•••••• K••••
At current firm
3 y
since Mar 1, 2023
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 1, 2023 · Nashville, Tn
- E•••••••• A•••••••• L•• national BDMar 21, 2022 to Feb 9, 2023 · Independence, Oh
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 9, 2023, registered Mar 1, 2023 (20 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedFeb 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address