DFX Intelligence
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Registered advisor
S•••• D••••
Feed of 09/14/2026
Also filed as S•••• D••••••••• P•••••• D••••
At current firm
0 y
since Jan 12, 2026
In the industry
13 y
since Feb 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• W••••• M••••••••• state registered currentsince Jan 12, 2026 · Montclair, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 22, 2024 to Aug 12, 2025 · Montclair, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to H•••••• W••••• M•••••••••left Aug 12, 2025, registered Jan 12, 2026 (153 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- ••• LockedAug 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address