DFX Intelligence
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Registered advisor
M••• J••••• H•••
Feed of 09/15/2026
At current firm
3 y
since May 30, 2023
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 30, 2023 · Brainerd, Mn
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 3, 2022 to May 25, 2023 · Crosby, Mn
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left May 25, 2023, registered May 30, 2023 (5 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address