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S•••• L• S••••••••

Registered advisorat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Dublin, OhIAPD 7562663
In the industry
12 y
Prior registered firms
0
Signals
1
As of · the IAPD feed; also filed as S•••• L• S••••••••• L• S••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    • ••• Locked
      Sep 15, 2026 · Advisor registered · fact
    Transition signals

    No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    National broker-dealer RIAderived
    Years in industry
    12derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address