DFX Intelligence
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Registered advisor
E••••• C•••••••• O••••
Certified Financial Planner
Feed of 09/19/2026
Also filed as E••••• C• G••••••••• C• T•••••
At current firm
0 y
since Sep 18, 2026
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• W••••• state registered currentsince Sep 18, 2026 · Daufuskie Island, Sc
- A••••••••• F•••••••• S•••••••• L•• national BDJan 17, 2023 to Oct 8, 2025 · Winchester, Ma
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••••• W•••••left Oct 8, 2025, registered Sep 18, 2026 (345 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- ••• LockedSep 18, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address