DFX Intelligence
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J••• I• G•••••••
As of · the IAPD feed; also filed as J••• I• G••••••••• I• G••••••••• I•••• G•••••••
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
As of · the IAPD feed; also filed as J••• I• G••••••••• I• G••••••••• I•••• G•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince May 19, 2026 · El Paso, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2023 to Jun 11, 2025 · Las Cruces, Nm
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••left Jun 11, 2025, registered May 19, 2026 (342 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 11, 2025 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address