DFX Intelligence
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Registered advisor
D••••• R••••• T•••••••
Feed of 09/14/2026
Also filed as D••••• T••••••••• R• T••••••••• T•••••••
At current firm
2 y
since Nov 1, 2023
In the industry
22 y
since Feb 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 1, 2023 · Ottawa, Oh
- O•••• W•••••• I••• BD affiliatedJan 17, 2023 to Nov 2, 2023 · Ottawa, Oh
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 2, 2023, registered Nov 1, 2023 (-1 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedNov 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address