DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
E••• L• H•••••
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 13 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 15, 2025
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Aug 15, 2025 · Pittsford, Ny
- L•• F•••••••• L•• BD affiliatedNov 21, 2024 to Aug 21, 2025 · Fairport, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to L•• E••••••••• L••left Aug 21, 2025, registered Aug 15, 2025 (-6 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address