DFX Intelligence

RIA Intelligence

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Registered advisor

I•••• N••••••••• B•••••

C•••••• S••••• • C••• I•••national BDRedmond, Wadual registrantIAPD 7847296
Feed of 09/14/2026
Also filed as I•••• N••••••••• B••••••••• B••••••••• B•••••
At current firm
1 y
since Feb 11, 2025
In the industry
14 y
since Feb 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
  • ••• Locked
    Oct 2, 2024 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
14derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address