DFX Intelligence
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N•••••• H•••••••••
As of · the IAPD feed; also filed as N•••••• M••• H••••••••• H••••••••• H•••••••••
- At current firm
- 1 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 1
since Mar 6, 2025
As of · the IAPD feed; also filed as N•••••• M••• H••••••••• H••••••••• H•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Mar 6, 2025 · Troy, Mi
- E•••••••• A•••••••• L•• national BDMay 7, 2024 to May 23, 2024 · Troy, Mi
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••left May 23, 2024, registered Mar 6, 2025 (287 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 23, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address