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D•••• A••••• C•••••• A••••
Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· Mill Valley, Ca IAPD 7942528
As of · the IAPD feed; also filed as D•••• A••••• C•••••• A••••••••• A••••• C•••••• A••••••••• C••••••
- In the industry
- 12 y
- Prior registered firms
- 0
- Signals
- 0
As of · the IAPD feed; also filed as D•••• A••••• C•••••• A••••••••• A••••• C•••••• A••••••••• C••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 1, 2026 · Orinda, Ca
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address