DFX Intelligence
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Registered advisor
P•••• J••••• W••••
Feed of 09/15/2026
At current firm
1 y
since May 21, 2025
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince May 21, 2025 · Akron, Oh
- C•••••• C•••••• M••••••••• L•• formerMar 7, 2025 to May 15, 2025 · Bloomington, Mn
Moves
a registration end followed by a registration begin elsewhere
- C•••••• C•••••• M••••••••• L•• to S•••••• F•••••••• G••••• L•••••left May 15, 2025, registered May 21, 2025 (6 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address