DFX Intelligence

RIA Intelligence

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Registered advisor

E•••• C•••••••• G••••••••

S•••••• N••••••• • C••••••• I•••••••••national BDSpringfield, Ildual registrantIAPD 8088016
Feed of 09/22/2026
At current firm
0 y
since Sep 18, 2026
In the industry
17 y
since Aug 1, 2009 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    • ••• Locked
      Sep 21, 2026 · New state registration · fact
    • ••• Locked
      Sep 18, 2026 · Advisor registered · fact
    • ••• Locked
      Sep 18, 2026 · New state registration · fact
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    National broker-dealer RIAderived
    Years in industry
    17derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address