DFX Intelligence
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Registered advisor
O•••• R• B••••
Feed of 09/14/2026
Also filed as O•••• I••••••••• R••••• I••••••
At current firm
17 y
since Apr 21, 2009
In the industry
38 y
since Sep 7, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Apr 21, 2009 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 7, 1988 to Apr 27, 2009 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Apr 27, 2009, registered Apr 21, 2009 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address