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T••••• M••••••

Registered advisorat E•••••••• A•••••••• L••Dual registrant· Melville, NyIAPD 8216160
In the industry
12 y
Prior registered firms
0
Signals
0
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Outside business and network
what the advisor disclosed on Form U4, and what the public record says each company is
Observed business footprint
  • 1 disclosed outside organisation
  • 1 also disclosed by other registered advisors
Why it may matter
  • someExternal business breadthOutside business spans 1 category: brokerage other.
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    No dated event on this person.
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    National broker-dealer RIAderived
    Years in industry
    12derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote