DFX Intelligence
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P••••• B• K•••••••••
As of · the IAPD feed; also filed as P••••• K•••••••••
- In the industry
- 13 y
- Prior registered firms
- 0
- Signals
- 0
As of · the IAPD feed; also filed as P••••• K•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Outside business and network
what the advisor disclosed on Form U4, and what the public record says each company is
Observed business footprint
- 1 disclosed outside organisation
- Owner, founder or manager of 1
Why it may matter
- someEntrepreneurial activityOwns, founded or manages 1 business entity outside the advisory practice (self-disclosed on Form U4).
- someExternal business breadthOutside business spans 1 category: operating company.
- O•• E••••• E••••••••• L••Operating companyOwner · since Sep 2020
Owns or founded an operating company outside the advisory practice.
self-disclosed on Form U4
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince May 6, 2026 · Malta, Ny
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote