DFX Intelligence
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A••••• C•••••••
As of · the IAPD feed; also filed as A••••• T••••• C•••••••
- In the industry
- 10 y
- Prior registered firms
- 0
- Signals
- 0
As of · the IAPD feed; also filed as A••••• T••••• C•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Outside business and network
what the advisor disclosed on Form U4, and what the public record says each company is
Observed business footprint
- 1 disclosed outside organisation
- 1 also disclosed by other registered advisors
- 1 started or first disclosed in the last 12 months
Why it may matter
- someRecent external activity1 outside activity with a start date in the last 12 months.
- Contractor · since Jun 2026
I•••••••• (the advisor's own disclosure)
An insurance appointment or agency relationship, the most common outside activity among advisors; started within the last 12 months; 209 colleagues at the same firm disclose the same entity.
self-disclosed on Form U4
Registration history
IAPD current and previous registrations
- F•••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jul 1, 2026 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote