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Registered advisor

L•••• W••• C•••••••

U•• F•••••••• S••••••• I•••wirehouseSan Francisco, Ca dual registrantIAPD 830370
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as C•••••• C••••••••• J•••• W•••
At current firm
19 y
since Nov 22, 2006
In the industry
42 y
since May 1, 1984 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • I••••••••• M•••••••• I••• unclassified
    Jan 1, 2003 to Nov 29, 2006 · San Francisco, Ca
  • A••••••••• I••••••••• C•••••• unclassified
    Nov 25, 1996 to Nov 29, 2006 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
42derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address