DFX Intelligence
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B•••••• G•••••
As of · the IAPD feed; also filed as B••• G•••••
- In the industry
- 11 y
- Prior registered firms
- 0
- Signals
- 1
As of · the IAPD feed; also filed as B••• G•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Sep 16, 2026 · Carmel, In
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
- ••• LockedSep 16, 2026 · Advisor registered · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address