DFX Intelligence
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Registered advisor
V••••••• K• P•••••••
Feed of 09/14/2026
Also filed as V••••••• K••••• P••••••••• K••••• K•••••••
At current firm
8 y
since Sep 5, 2018
In the industry
38 y
since Dec 14, 1987 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 5, 2018 · San Diego, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 8, 1997 to Sep 17, 2018 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Sep 17, 2018, registered Sep 5, 2018 (-12 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address