DFX Intelligence
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Registered advisor
J••• A••• P•••••••••
Feed of 09/14/2026
Also filed as J••• J••• P•••••••••
At current firm
13 y
since Jun 3, 2013
In the industry
45 y
since Jul 24, 1981 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Jun 3, 2013 · Houston, Tx
- R•••••• J•••• • A••••••••• I••• national BDSep 22, 2006 to Jun 7, 2013 · Houston, Tx
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJun 1, 1989 to Jan 26, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•• C•••••• M••••••• L••left Jun 7, 2013, registered Jun 3, 2013 (-4 days) · Affiliated broker-dealer or bank to another
- L••• M•••• W••• W•••••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Jan 26, 2006, registered Sep 22, 2006 (239 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address