DFX Intelligence
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Registered advisor
W•••••• T•••••• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Oct 31, 2023
In the industry
43 y
since Feb 23, 1983 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 31, 2023 · Knoxville, Tn
- A•• F•••••••• S••••••••• I••• unclassifiedMar 5, 2004 to Apr 9, 2024 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- A•• F•••••••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 9, 2024, registered Oct 31, 2023 (-161 days) · Other
Signals
- ••• LockedApr 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address