DFX Intelligence
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Registered advisor
C•••••• D•••• B•••••
Feed of 09/14/2026
At current firm
2 y
since Mar 21, 2024
In the industry
38 y
since May 7, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Meridian, Id
- I•• A••••••• S••••••• I•• unclassifiedMay 14, 2002 to Jan 1, 2004 · Middleton, Id
Moves
a registration end followed by a registration begin elsewhere
- I•• A••••••• S••••••• I•• to C••••• I••••••••• A••••••• L••left Jan 1, 2004, registered Mar 21, 2024 (7385 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address