DFX Intelligence
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Registered advisor
M•••••• J•••• A•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
12 y
since Nov 19, 2013
In the industry
47 y
since Aug 23, 1979 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 19, 2013 · Edina, Mn
- A••••••••• A•••••• S•••••••• I••• unclassifiedFeb 5, 2009 to Oct 5, 2009 · Eden Prairie, Mn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Nov 19, 2013 (1506 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address