DFX Intelligence
Advisors
Advisors registered through First Trust Advisors LPAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
608 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Andrew Jerome Yakle dual registrant | First Trust Advisors LP asset manager | Wheaton, Il | Aug 1, 2014 | 20 y | 2 | 1 |
| Stephen John Yock dual registrant | First Trust Advisors LP asset manager | Wheaton, Il | Jan 11, 2010 | 27 y | 2 | 1 |
| Michael Wayne York dual registrant | First Trust Advisors LP asset manager | Wheaton, Il | Jan 11, 2010 | 25 y | 2 | 1 |
| M•••••• A•••••• Z•••• dual registrant | F•••• T•••• A••••••• L• asset manager | Wheaton, Il | Mar 27, 2012 | 15 y | 0 | 1 |
| J••••• Z••••• dual registrant | F•••• T•••• A••••••• L• asset manager | Wheaton, Il | Apr 2, 2019 | 10 y | 1 | 1 |
| K•••• L••••• Z•••• Chartered Financial Analyst · dual registrant | F•••• T•••• A••••••• L• asset manager | Wheaton, Il | Apr 22, 2025 | 20 y | 0 | 1 |
| W••••• B••••• Z••••• dual registrant | F•••• T•••• A••••••• L• asset manager | Wheaton, Il | Aug 22, 2019 | 23 y | 0 | 1 |
| M•••••• Z••••• dual registrant | F•••• T•••• A••••••• L• asset manager | Wheaton, Il | Aug 7, 2024 | 13 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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