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G•••••• A••••••• I••

Independent wealth managerSEC-registered· Fairport, New Yorkwebsite

Independent wealth manager, based in Fairport, New York, reporting $148M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$148M
Advisors
0
RAUM change, 1 year
+16%
Private clients
97%
of RAUM, $144M
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 27 Feb 2026, RAUM $127M to $148M (+16.3%) on the Form ADV filed 27 Feb 2026.

Every filed figure, and the identifiersCRD 105906 · SEC 801-31544 · 20 filingsShow
CRD 105906SEC 801-31544First filing on the tape Mar 21, 2012, latest Feb 27, 2026SEC status approved since Mar 24, 1988IAPD
RAUM
$148M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$144M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape

RAUM +12% a year over three years · the tape starts Mar 21, 2012

Peer group: Independent wealth managers, $100M to $500M, 5,683 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$148M as of Feb 27, 2026
Mar 21, 2012$162M then
HNW client RAUM$118M as of Feb 27, 2026
Mar 20, 2018$67.0M then
State-registered IARs (5.B.3)0 as of Feb 27, 2026
Feb 26, 20130 then
Employees (5.A)6 as of Feb 27, 2026
Feb 26, 20136 then
Private funds: no history
RAUM +16% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$605,972derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+4.9%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

80% high-net-worth individuals, 17% individuals, and 2 other client types

The breakdown by client type, and the client counts4 client typesShow
  • High-net-worth individuals$118M80%
  • Individuals$25.4M17%
  • Charitable organizations$3.6M2.5%
  • Pension and profit-sharing plans$659,8410.4%
Individual clients
88reported
HNW clients
62reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
244reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
RAUM: 97% private clients, 0% pooled funds, 3% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• P•••••• M•••••• · Vice President & Chief Investment Officercontrol
        since 12/2008 · owns less than 5%
      • K•••• M••••••• R•••• · Vp, Operations Manager, Chief Compliance Officercontrol
        since 01/2016 · owns less than 5%
      • R•••••• R•••••• E•••• · Presidentcontrol
        since 12/1987 · owns 50% to 75%
      • U••••• D••••• J•••• · Vice President & Portfolio Managercontrol
        since 01/1990 · owns 25% to 50%
      • U••••• M••••••• D•••• · Marketing Representative
        since 12/2021 · owns less than 5%
      Ownership changes
      6 Schedule A changes between consecutive filings, latest first
      • Removed N•••• W••••• M•••• · VP, Operations Manager, Chief Compliance Officer control
        filing of Mar 9, 2023, against Mar 16, 2022 · owns under 5%
      • Added M•••••• U•••• D•••• · Marketing Representative
        filing of Mar 10, 2022, against Nov 29, 2021 · owns under 5%
      • Removed S••••• A•••• D•••••• · Vice President
        filing of Mar 10, 2022, against Nov 29, 2021 · owns under 5%
      • Added S••••• A•••• D•••••• · Assistant Vice President
        filing of Feb 28, 2017, against Feb 26, 2016 · owns under 5%
      • Added M•••••• K••• R•••• · Assistant Vice President control
        filing of Feb 27, 2014, against Feb 26, 2013 · owns under 5%
      All 6 changes
      • Removed C•••••• P••• S••••• · Vice President, Client Services control
        filing of Feb 27, 2014, against Feb 26, 2013 · owns under 5%
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • compensation changedChange between filings · filing Feb 27, 2026
        hourly charges (Item 5.E.2): yes on the filing of 2025-02-25, no on the filing of 2026-02-27
        peers: independent wealth managers, $100M to $500M (5,683)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 239 to 244
        Feb 25, 2025 to Feb 27, 2026
      • HNW clients · 49 to 62
        Feb 25, 2025 to Feb 27, 2026
      • Individual clients · 94 to 88
        Feb 25, 2025 to Feb 27, 2026
      • Discretionary RAUM · $123M to $143M
        Feb 25, 2025 to Feb 27, 2026
      • HNW RAUM · $94.7M to $118M
        Feb 25, 2025 to Feb 27, 2026
      Full history · 80 changes
      • Individual RAUM · $28.7M to $25.4M
        Feb 25, 2025 to Feb 27, 2026
      • Non-discretionary RAUM · $4.2M to $4.4M
        Feb 25, 2025 to Feb 27, 2026
      • Pension RAUM · $592,626 to $659,841
        Feb 25, 2025 to Feb 27, 2026
      • RAUM · $127M to $148M
        Feb 25, 2025 to Feb 27, 2026
      • Accounts · 268 to 239
        Mar 15, 2024 to Feb 25, 2025
      • HNW clients · 50 to 49
        Mar 15, 2024 to Feb 25, 2025
      • Individual clients · 107 to 94
        Mar 15, 2024 to Feb 25, 2025
      • Financial planning clients · 0 to 0
        Mar 15, 2024 to Feb 25, 2025
      • Discretionary RAUM · $117M to $123M
        Mar 15, 2024 to Feb 25, 2025
      • HNW RAUM · $85.5M to $94.7M
        Mar 15, 2024 to Feb 25, 2025
      • Individual RAUM · $32.0M to $28.7M
        Mar 15, 2024 to Feb 25, 2025
      • Non-discretionary RAUM · $4.1M to $4.2M
        Mar 15, 2024 to Feb 25, 2025
      • Pension RAUM · $833,193 to $592,626
        Mar 15, 2024 to Feb 25, 2025
      • RAUM · $121M to $127M
        Mar 15, 2024 to Feb 25, 2025
      • Accounts · 253 to 268
        Mar 9, 2023 to Mar 15, 2024
      • Charity clients · 5.0 to unset
        Mar 9, 2023 to Mar 15, 2024
      • HNW clients · 39 to 50
        Mar 9, 2023 to Mar 15, 2024
      • Individual clients · 112 to 107
        Mar 9, 2023 to Mar 15, 2024
      • Pension plan clients · 4.0 to unset
        Mar 9, 2023 to Mar 15, 2024
      • Discretionary RAUM · $101M to $117M
        Mar 9, 2023 to Mar 15, 2024
      • HNW RAUM · $65.9M to $85.5M
        Mar 9, 2023 to Mar 15, 2024
      • Individual RAUM · $34.7M to $32.0M
        Mar 9, 2023 to Mar 15, 2024
      • Non-discretionary RAUM · $4.1M to $4.1M
        Mar 9, 2023 to Mar 15, 2024
      • Pension RAUM · $1.6M to $833,193
        Mar 9, 2023 to Mar 15, 2024
      • RAUM · $105M to $121M
        Mar 9, 2023 to Mar 15, 2024
      • Accounts · 259 to 253
        Mar 16, 2022 to Mar 9, 2023
      • HNW clients · 25 to 39
        Mar 16, 2022 to Mar 9, 2023
      • Individual clients · 131 to 112
        Mar 16, 2022 to Mar 9, 2023
      • Pension plan clients · 5 to 4
        Mar 16, 2022 to Mar 9, 2023
      • Discretionary RAUM · $108M to $101M
        Mar 16, 2022 to Mar 9, 2023
      • HNW RAUM · $50.1M to $65.9M
        Mar 16, 2022 to Mar 9, 2023
      • Individual RAUM · $58.5M to $34.7M
        Mar 16, 2022 to Mar 9, 2023
      • Non-discretionary RAUM · $4.1M to $4.1M
        Mar 16, 2022 to Mar 9, 2023
      • Pension RAUM · $2.1M to $1.6M
        Mar 16, 2022 to Mar 9, 2023
      • RAUM · $112M to $105M
        Mar 16, 2022 to Mar 9, 2023
      • Accounts · 264 to 259
        Nov 29, 2021 to Mar 10, 2022
      • Charity clients · unset to 5.0
        Nov 29, 2021 to Mar 10, 2022
      • HNW clients · 22 to 25
        Nov 29, 2021 to Mar 10, 2022
      • Individual clients · 228 to 131
        Nov 29, 2021 to Mar 10, 2022
      • Pension plan clients · 7 to 5
        Nov 29, 2021 to Mar 10, 2022
      • Discretionary RAUM · $154M to $108M
        Nov 29, 2021 to Mar 10, 2022
      • HNW RAUM · $35.4M to $50.1M
        Nov 29, 2021 to Mar 10, 2022
      • Individual RAUM · $64.1M to $58.5M
        Nov 29, 2021 to Mar 10, 2022
      • Non-discretionary RAUM · $4.4M to $4.1M
        Nov 29, 2021 to Mar 10, 2022
      • Pension RAUM · $2.0M to $2.1M
        Nov 29, 2021 to Mar 10, 2022
      • RAUM · $158M to $112M
        Nov 29, 2021 to Mar 10, 2022
      • Accounts · 272 to 264
        Jun 4, 2020 to Mar 18, 2021
      • HNW clients · 30 to 22
        Jun 4, 2020 to Mar 18, 2021
      • Individual clients · 128 to 228
        Jun 4, 2020 to Mar 18, 2021
      • Pension plan clients · 9 to 7
        Jun 4, 2020 to Mar 18, 2021
      • Discretionary RAUM · $224M to $154M
        Jun 4, 2020 to Mar 18, 2021
      • HNW RAUM · $52.8M to $35.4M
        Jun 4, 2020 to Mar 18, 2021
      • Individual RAUM · $57.1M to $64.1M
        Jun 4, 2020 to Mar 18, 2021
      • Non-discretionary RAUM · $4.5M to $4.4M
        Jun 4, 2020 to Mar 18, 2021
      • Pension RAUM · $2.2M to $2.0M
        Jun 4, 2020 to Mar 18, 2021
      • RAUM · $228M to $158M
        Jun 4, 2020 to Mar 18, 2021
      • Accounts · 281 to 272
        Feb 22, 2019 to Mar 17, 2020
      • HNW clients · 23 to 30
        Feb 22, 2019 to Mar 17, 2020
      • Individual clients · 138 to 128
        Feb 22, 2019 to Mar 17, 2020
      • Discretionary RAUM · $208M to $224M
        Feb 22, 2019 to Mar 17, 2020
      • HNW RAUM · $61.1M to $52.8M
        Feb 22, 2019 to Mar 17, 2020
      • Individual RAUM · $45.0M to $57.1M
        Feb 22, 2019 to Mar 17, 2020
      • Non-discretionary RAUM · $4.2M to $4.5M
        Feb 22, 2019 to Mar 17, 2020
      • RAUM · $212M to $228M
        Feb 22, 2019 to Mar 17, 2020
      • Accounts · 289 to 281
        Mar 20, 2018 to Feb 22, 2019
      • HNW clients · 27 to 23
        Mar 20, 2018 to Feb 22, 2019
      • Individual clients · 142 to 138
        Mar 20, 2018 to Feb 22, 2019
      • Pension plan clients · 10 to 9
        Mar 20, 2018 to Feb 22, 2019
      • Discretionary RAUM · $217M to $208M
        Mar 20, 2018 to Feb 22, 2019
      • HNW RAUM · $67.0M to $61.1M
        Mar 20, 2018 to Feb 22, 2019
      • Individual RAUM · $48.7M to $45.0M
        Mar 20, 2018 to Feb 22, 2019
      • Non-discretionary RAUM · $4.2M to $4.2M
        Mar 20, 2018 to Feb 22, 2019
      • Pension RAUM · $2.9M to $2.2M
        Mar 20, 2018 to Feb 22, 2019
      • RAUM · $222M to $212M
        Mar 20, 2018 to Feb 22, 2019
      • Accounts · 295 to 289
        Jan 8, 2018 to Mar 20, 2018
      Signals
      1 dated events
      • ••• Locked
        Mar 9, 2023 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Web presence
      addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

      Website (1) · the addresses open with an account

      1 earlier address on Form ADV filings, the earliest seen Feb 26, 2013
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Feb 27, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Feb 27, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.