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M•• C••••••• L••

Former SEC-registered adviserFormer SEC adviser4 private funds· New York, New York

Former SEC-registered adviser, based in New York, New York, reporting $426M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$426M
Form ADV
RAUM change, 1 year
-6.5%
Form ADV, consecutive annual filings
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 18 Mar 2015, RAUM $455M to $426M (-6.5%) on the Form ADV filed 18 Mar 2015.

Every filed figure, and the identifiersCRD 106219 · SEC 801-53936 · 10 filingsShow
CRD 106219SEC 801-53936First filing on the tape Mar 29, 2012, latest Mar 18, 2015IAPD
RAUM
$426M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
4
$246M gross assets
History
10 filings and snapshots on the tape

RAUM +35% a year over three years · the tape starts Mar 29, 2012

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$426M as of Mar 18, 2015
Mar 29, 2012$172M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2015
Mar 26, 20131 then
Employees (5.A)8 as of Mar 18, 2015
Mar 26, 201346 then
Private funds4 as of Mar 18, 2015
Mar 17, 20144 then
RAUM -6.5% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2015; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
-6.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$174M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
158reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$174M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•• C•••••• P••••••• L•••Hedge Fund$167M30Mar 29, 2012
      M•• C•••••• P••••••• I• L•••Hedge Fund$39.0M18Mar 29, 2012
      M•• C•••••• O••••••• M••••• F••• L•••Hedge Fund$33.0M15Mar 29, 2012
      M•• D•••••••• F••• L•••Hedge Fund$6.8M1Mar 29, 2012
      M•• C•••••• P••••••• E••••••• F••• L••• •••••••• E•••••• C•••••• P••••••• E••••••• F••• L••••no longer reportedHedge Fund$6.3M2Mar 29, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • F•••• M•••• S•••• · Managing Membercontrol
        since 04/1997 · owns 75% or more
      • L••••• M•••••• · Chief Financial Officer/Chief Compliance Officer
        since 07/2013 · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•• P•••••••• L•• ••••••• A•••••••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 141 to 158
        Mar 17, 2014 to Mar 18, 2015
      • Assets in custody · $190M to $174M
        Mar 17, 2014 to Mar 18, 2015
      • Discretionary RAUM · $455M to $426M
        Mar 17, 2014 to Mar 18, 2015
      • RAUM · $455M to $426M
        Mar 17, 2014 to Mar 18, 2015
      • Accounts · 200 to 141
        Oct 17, 2013 to Mar 17, 2014
      Full history · 34 changes
      • Assets in custody · $152M to $190M
        Oct 17, 2013 to Mar 17, 2014
      • Private funds · 5 to 4
        Oct 17, 2013 to Mar 17, 2014
      • Discretionary RAUM · $437M to $455M
        Oct 17, 2013 to Mar 17, 2014
      • RAUM · $437M to $455M
        Oct 17, 2013 to Mar 17, 2014
      • Business name · E•••••• C•••••• I••• to M•• C••••••• L••
        Jul 31, 2013 to Aug 1, 2013
      • Legal name · MSF CAPITAL, LLC to M•• C••••••• L••
        Jul 31, 2013 to Aug 1, 2013
      • Accounts · 217 to 200
        Jun 5, 2013 to Jul 31, 2013
      • Advisory employees · 29 to 4
        Jun 5, 2013 to Jul 31, 2013
      • Advisory activities · 2 to 3
        Jun 5, 2013 to Jul 31, 2013
      • Assets in custody · unset to 151849000.0
        Jun 5, 2013 to Jul 31, 2013
      • Custody of client assets · false to true
        Jun 5, 2013 to Jul 31, 2013
      • Employees · 46 to 8
        Jun 5, 2013 to Jul 31, 2013
      • State-registered IARs · 1 to 0
        Jun 5, 2013 to Jul 31, 2013
      • Organization form · Corporation to Limited Liability Company
        Jun 5, 2013 to Jul 31, 2013
      • Private funds · unset to 5
        Jun 5, 2013 to Jul 31, 2013
      • Discretionary RAUM · $183M to $437M
        Jun 5, 2013 to Jul 31, 2013
      • RAUM · $183M to $437M
        Jun 5, 2013 to Jul 31, 2013
      • Related adviser · true to false
        Jun 5, 2013 to Jul 31, 2013
      • Related bank · true to false
        Jun 5, 2013 to Jul 31, 2013
      • Related broker-dealer · true to false
        Jun 5, 2013 to Jul 31, 2013
      • Succession · false to true
        Jun 5, 2013 to Jul 31, 2013
      • Legal name · E•••••• C•••••• I••• to MSF CAPITAL, LLC
        Jul 31, 2013 to Jul 31, 2013
      • Succession · true to false
        Jul 31, 2013 to Jul 31, 2013
      • Accounts · 246 to 217
        Mar 30, 2012 to Mar 26, 2013
      • Advisory employees · unset to 29.0
        Mar 30, 2012 to Mar 26, 2013
      • Employees · unset to 46.0
        Mar 30, 2012 to Mar 26, 2013
      • State-registered IARs · unset to 1.0
        Mar 30, 2012 to Mar 26, 2013
      • Discretionary RAUM · $172M to $183M
        Mar 30, 2012 to Mar 26, 2013
      • RAUM · $172M to $183M
        Mar 30, 2012 to Mar 26, 2013
      Signals
      1 dated events
      • ••• Locked
        Jul 31, 2013 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026