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Z•••• A•••• M••••••••• I•••

Former SEC-registered adviserFormer SEC adviser· Boston, Massachusetts

Former SEC-registered adviser, based in Boston, Massachusetts, reporting $321M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$321M
Form ADV
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 108151 · SEC 801-55158 · 2 filingsShow
CRD 108151SEC 801-55158Legal name Z•••• A•••• M••••••••• L••First filing on the tape Dec 21, 2011, latest Mar 2, 2012IAPD
RAUM
$321M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape

Filed figures over time · the tape starts Dec 21, 2011

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$321M as of Mar 2, 2012
Dec 21, 2011$308M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 2, 2012
Dec 21, 20110 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 2, 2012; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing

No Item 5.D breakdown on this filing.

The breakdown by client type, and the client countsShow
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
297reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••• J•••••••• L•••• · Chief Operations Manager, Member Of Elected Board Of Managers, Owner Of 36% Of Common Membership Unitscontrol
        since 01/2000 · owns 25% to 50%
      • L•••••• B•••••••• C•••••• · President, Chief Compliance Officer, Member Of Elected Board Of Managers, Holds 31% Of The Common Membership Unitscontrol
        since 01/2007 · owns 25% to 50%
      • Z••••• R•••••• B••••• · Chairman, Chief Investment Officer, Member Of Elected Board Of Managers , Owner Of 100% Of Preferred Membership Unitscontrol
        since 12/1997 · owns 75% or more
      • F••••••••• A••••• L••• · Senior Securities Analyst, Member Owning 13% Of Common Membership Units
        since 09/2007 · owns 10% to 25%
      • H•••••• P•••••• A•••••• · Quantitative Analyst, Member Owning 8% Of The Common Membership Units
        since 08/2008 · owns 5% to 10%
      All 6 control persons
      • T••••• D•••••• L••• · Senior Securities Analyst, Member Owning 8% Of Common Memberhsip Units
        since 03/2009 · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 256 to 297
        Dec 21, 2011 to Mar 2, 2012
      • Legal name · Z•••• A•••• M••••••••• I••• to Z•••• A•••• M••••••••• L••
        Dec 21, 2011 to Mar 2, 2012
      • Discretionary RAUM · $266M to $292M
        Dec 21, 2011 to Mar 2, 2012
      • Non-discretionary RAUM · $42.3M to $28.9M
        Dec 21, 2011 to Mar 2, 2012
      • RAUM · $308M to $321M
        Dec 21, 2011 to Mar 2, 2012
      Full history · 6 changes
      • Succession · true to false
        Dec 21, 2011 to Mar 2, 2012
      Signals
      1 dated events
      • ••• Locked
        Dec 21, 2011 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026